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Securities and Exchange Commission (SEC)
HomeGlossary TermsSecurities and Exchange Commission (SEC)

Securities and Exchange Commission (SEC)

April 20, 2024BY Ubik Capital
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The Securities and Exchange Commission (SEC) operates as an autonomous body within the U.S. federal government, responsible for devising securities regulations, enforcing federal securities laws, and overseeing the investment industry in the United States. Its core mission revolves around safeguarding investors, promoting fair and orderly securities markets, and facilitating the process of capital formation.

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